Securities licensed associates of Ernest J. Jones Associates, Inc. are Registered Representatives.  Securities offered through NATIONAL PLANNING CORPORATION (NPC), NPC of America in FL & NY (NPCOA), Member FINRA & SIPC. Registered Representatives of NPC may transact securities business in a particular state only if first registered, excluded or exempted from Broker-Dealer, agent requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, will not be made absent compliance with state Broker-Dealer, agent registration requirements, or an applicable exemption or exclusion. Ernest J. Jones Associates, Inc. and NPC are separate and unrelated companies.